Registration of Securities and Notice Filing of Federal Covered Securities

  1. Law
  2. Indiana Code
  3. Business and Other Associations
  4. Indiana Uniform Securities Act
  5. Registration of Securities and Notice Filing of Federal Covered Securities

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Section
23-19-3-1

Unlawful Acts

Section
23-19-3-2

Registration of Securities and Notice Filing of Federal Covered Securities—federal Covered Securities; Filing and Fee Requirements; Renewal of Notice; Failure to Comply With Notice or Fee Requirement; Stop Order

Section
23-19-3-3

Registration Under Securities Act of 1933; Registration by Coordination; Registration Statement; Required Information; Notice

Section
23-19-3-4

Registration by Qualification; Registration Statement; Required Information; Prospectus

Section
23-19-3-5

Registration of Securities and Notice Filing of Federal Covered Securities—filing of Registration Statement; Filing Fee; Required Information; Incorporation of Previously Filed Record; Nonissuer Distribution; Escrow and Impoundment; Effective Period; Reports; Posteffective Amendments; Abandonment

Section
23-19-3-6

Stop Orders; Denial, Suspension, or Revocation of Registration; Standards; Postponement; Hearing; Process; Modification or Vacating Order

Section
23-19-3-7

Waiver or Modification of Requirements