Restrictions on Sales of Securities

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It is unlawful for a person to offer or sell a security in this state unless:

  1. The security is a federal covered security;
  2. The security, transaction, or offer is exempted from registration under Code Sections 10-5-10 through 10-5-12; or
  3. The security is registered under this chapter.

(Code 1981, §10-5-20, enacted by Ga. L. 2008, p. 381, § 1/SB 358.)


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