Registration of and notice filing for securities.

  1. Law
  2. Delaware Code
  3. Commerce and Trade
  4. Securities Act
  5. Provisions Relating to the Offer, Sale, and Purchase of Securities
  6. Registration of and notice filing for securities.

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It is unlawful for any person to offer or sell any security in this State unless:

(1) It is registered under this chapter;

(2) The security or transaction is exempted under § 73-207 of this title; or

(3) It is a federal covered security for which a notice filing has been made pursuant to the provisions of § 73-208 of this title.


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