(1) The securities commissioner may, by rule or order, require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature addressed or intended for distribution to prospective investors, unless:
The security or the transaction is exempted by section 11-51-307, 11-51-308, or 11-
51-309; or
The security is subject to the filing requirements of section 11-51-304.5.
Source: L. 90: Entire article R&RE, p. 714, § 1, effective July 1. L. 2018: Entire section amended, (HB 18-1388), ch. 280, p. 1756, § 4, effective August 8.
Editor's note: This section is similar to former § 11-51-114 as it existed prior to 1990.
Cross references: For securities exempted from this section, see § 11-51-307.