Section 25203.

  1. Law
  2. California Code
  3. Code - CORP
  4. SECURITIES
  5. 1 - CORPORATE SECURITIES LAW OF 968
  6. 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
  7. 1 - Exemptions
  8. Section 25203.

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A person whose only clients are insurance companies shall be exempted from the provisions of Section 25230.

(Amended by Stats. 1997, Ch. 391, Sec. 19. Effective January 1, 1998.)


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