Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications

  1. Law
  2. CFR 29
  3. Labor
  4. Regulations Relating to Labor
  5. Employee Benefits Security Administration, Department of Labor
  6. Administration and Enforcement Under the Employee Retirement Income Security Act of 1974
  7. Procedural Regulations Under the Employee Retirement Income Security Act
  8. Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications

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Section
2570.30

Scope of rules.

Section
2570.31

Definitions.

Section
2570.32

Persons who may apply for exemptions.

Section
2570.33

Applications the Department will not ordinarily consider.

Section
2570.34

Information to be included in every exemption application.

Section
2570.35

Information to be included in applications for individual exemptions only.

Section
2570.36

Where to file an application.

Section
2570.37

Duty to amend and supplement exemption applications.

Section
2570.38

Tentative denial letters.

Section
2570.39

Opportunities to submit additional information.

Section
2570.40

Conferences.

Section
2570.41

Final denial letters.

Section
2570.42

Notice of proposed exemption.

Section
2570.43

Notification of interested persons by applicant.

Section
2570.44

Withdrawal of exemption applications.

Section
2570.45

Requests for reconsideration.

Section
2570.46

Hearings in opposition to exemptions from restrictions on fiduciary self-dealing.

Section
2570.47

Other hearings.

Section
2570.48

Decision to grant exemptions.

Section
2570.49

Limits on the effect of exemptions.

Section
2570.50

Revocation or modification of exemptions.

Section
2570.51

Public inspection and copies.

Section
2570.52

Effective date.