Financial Integrity of Transactions

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Designated Contract Markets
  6. Financial Integrity of Transactions

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Section
38.600

Core Principle 11.

Section
38.601

Mandatory clearing.

Section
38.602

General financial integrity.

Section
38.603

Protection of customer funds.

Section
38.604

Financial surveillance.

Section
38.605

Requirements for financial surveillance program.

Section
38.606

Financial regulatory services provided by a third party.

Section
38.607

Direct access.