Duties of Swap Dealers and Major Swap Participants

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Swap Dealers and Major Swap Participants
  6. Duties of Swap Dealers and Major Swap Participants

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Section
23.600

Risk Management Program for swap dealers and major swap participants.

Section
23.601

Monitoring of position limits.

Section
23.602

Diligent supervision.

Section
23.603

Business continuity and disaster recovery.

Section
23.604

§ 23.604 [Reserved]

Section
23.605

Conflicts of interest policies and procedures.

Section
23.606

General information: availability for disclosure and inspection.

Section
23.607

Antitrust considerations.

Section
23.608

Restrictions on counterparty clearing relationships.

Section
23.609

Clearing member risk management.

Section
23.610

Clearing member acceptance for clearing.

Section
23.611

Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.