Compliance Program Requirement; Violations

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  6. Compliance Program Requirement; Violations

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Section
75.20

Program for compliance; reporting.

Section
75.21

Termination of activities or investments; penalties for violations.