Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
  6. Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

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Section
171.40

Notice of the commencement of a member responsibility action.

Section
171.41

Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.

Section
171.42

Notice of a final decision of the National Futures Association in a member responsibility action.

Section
171.43

Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.

Section
171.44

Notice of appeal.

Section
171.45

General procedures.

Section
171.46

Standards of review.