Requirements and Standards for Listing Security Futures Products

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Security Futures Products
  6. Requirements and Standards for Listing Security Futures Products

Checkout our iOS App for a better way to browser and research.

Section
41.21

Requirements for underlying securities.

Section
41.22

Required certifications.

Section
41.23

Listing of security futures products for trading.

Section
41.24

Rule amendments to security futures products.

Section
41.25

Additional conditions for trading for security futures products.

Appendix
Appendix A to Subpart C of Part 41

Guidance on and Acceptable Practices for Position Limits and Position Accountability for Security Futures Products

Section
41.27

Prohibition of dual trading in security futures products by floor brokers.