Proprietary Trading

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  6. Proprietary Trading

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Section
75.3

Prohibition on proprietary trading.

Section
75.4

Permitted underwriting and market making-related activities.

Section
75.5

Permitted risk-mitigating hedging activities.

Section
75.6

Other permitted proprietary trading activities.

Section
75.7

Limitations on permitted proprietary trading activities.

Sections
75.8-75.9

§§ 75.8-75.9 [Reserved]