Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
  6. Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions

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Section
171.20

§ 171.20 [Reserved]

Section
171.21

Notice of final decision.

Section
171.22

Effective date of final decisions in disciplinary, membership denial and registration actions.

Section
171.23

Notice of appeal.

Section
171.24

Submission of the record.

Section
171.25

Appeal brief.

Section
171.26

Answering brief.

Section
171.27

Limited participation by interested persons.

Section
171.28

Participation by Commission staff.