Narrow-Based Security Indexes

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Security Futures Products
  6. Narrow-Based Security Indexes

Checkout our iOS App for a better way to browser and research.

Section
41.11

Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.

Section
41.12

Indexes underlying futures contracts trading for fewer than 30 days.

Section
41.13

Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.

Section
41.14

Transition period for indexes that cease being narrow-based security indexes.

Section
41.15

Exclusion from definition of narrow-based security index for indexes composed of debt securities.