PocketLaw | CFR 17

Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.

Section
140.73

Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.

Section
140.74

Delegation of authority to issue special calls for Series 03 Reports.

Section
140.75

Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight.

Section
140.76

Delegation of authority to disclose information in a receivership or bankruptcy proceeding.

Section
140.77

Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.

Section
140.80

Disclosure of information pursuant to a subpoena or summons.

Section
140.81

§ 140.81 [Reserved]

Section
140.91

Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight.

Section
140.92

Delegation of authority to grant registrations and renewals thereof.

Section
140.93

Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.

Section
140.94

Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk.

Section
140.95

Publication of no-action, interpretative and exemption letters and other written communications.

Section
140.99

Functions

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The Commission.

Emergency action by the senior Commissioner available.

Disposition of business by seriatim Commission consideration.

Vacancy in position of Chairman.

Delegation of authority to the Secretary of the Commission.

Designation of senior official to oversee Commission use of national security information.

Definitions.

Procedures.

General access requirements.

Control and accountability procedures.

§ 140.61 [Reserved]

Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.

Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.

Delegation of authority to issue special calls for Series 03 Reports.

Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight.

Delegation of authority to disclose information in a receivership or bankruptcy proceeding.

Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.

Disclosure of information pursuant to a subpoena or summons.

§ 140.81 [Reserved]

Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight.

Delegation of authority to grant registrations and renewals thereof.

Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.

Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk.

Delegation of authority with respect to withdrawals from registration.

Delegation of authority to publish in the Federal Register.

§ 140.97 [Reserved]

Publication of no-action, interpretative and exemption letters and other written communications.

Requests for exemptive, no-action and interpretative letters.