PocketLaw | CFR 17 | Standards Governing Commission Review of

Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act

Checkout our iOS App for a better way to browser and research.

Demonstration of purposes (section 17(b)(1) of the Act).

Membership restrictions (section 17(b)(2) of the Act).

Fair and equitable representation of members (section 17(b)(5) of the Act).

Allocation of dues (section 17(b)(6) of the Act).

Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).

Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).

Membership denial (section 17(b)(9) of the Act).

Settlement of customer disputes (section 17(b)(10) of the Act).

General standard.

Proficiency examinations (sections 4p and 17(p) of the Act).