General Provisions, Definitions and Exemptions

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Commodity Pool Operators and Commodity Trading Advisors
  6. General Provisions, Definitions and Exemptions

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Section
4.1

Requirements as to form.

Sections
4.2-4.4

§§ 4.2-4.4 [Reserved]

Section
4.5

Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”

Section
4.6

Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”

Section
4.7

Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.

Section
4.8

Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.

Section
4.9

§ 4.9 [Reserved]

Section
4.10

Definitions.

Section
4.11

Exemption from section 4n(3)(B).

Section
4.12

Exemption from provisions of this part.

Section
4.13

Exemption from registration as a commodity pool operator.

Section
4.14

Exemption from registration as a commodity trading advisor.

Section
4.15

Continued applicability of antifraud section.

Section
4.16

Prohibited representations.

Section
4.17

Severability.