Minimum Financial and Related Reporting Requirements

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. General Regulations Under the Commodity Exchange Act
  6. Minimum Financial and Related Reporting Requirements

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Section
1.10

Financial reports of futures commission merchants and introducing brokers.

Section
1.11

Risk Management Program for futures commission merchants.

Section
1.12

Maintenance of minimum financial requirements by futures commission merchants and introducing brokers.

Section
1.13

§ 1.13 [Reserved]

Section
1.14

Risk assessment recordkeeping requirements for futures commission merchants.

Section
1.15

Risk assessment reporting requirements for futures commission merchants.

Section
1.16

Qualifications and reports of accountants.

Section
1.17

Minimum financial requirements for futures commission merchants and introducing brokers.

Section
1.18

Records for and relating to financial reporting and monthly computation by futures commission merchants and introducing brokers.