PocketLaw | CFR 17 | Swap Data Repositories

Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)

Section
49.5

Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.

Section
49.15

Real-time public reporting by swap data repositories.

Section
49.16

Privacy and confidentiality requirements of swap data repositories.

Section
49.17

Access to SDR data.

Section
49.18

Confidentiality arrangement.

Section
49.19

Core principles applicable to swap data repositories.

Section
49.20

Governance arrangements (Core Principle 2).

Section
49.21

Conflicts of interest (Core Principle 3).

Section
49.22

Chief compliance officer.

Section
49.23

Emergency authority policies and procedures.

Section
49.24

System safeguards.

Section
49.25

Financial resources.

Section
49.26

Disclosure requirements of swap data repositories.

Section
49.27

Access and fees.

Section
49.28

Operating hours of swap data repositories.

Section
49.29

Information relating to swap data repository compliance.

Section
49.30

Form and manner of reporting and submitting information to the Commission.

Section
49.31

Swap Data Repositories

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Scope.

Definitions.

Procedures for registration.

Withdrawal from registration.

Form SDR

Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)

Equity interest transfers.

Request for transfer of registration.

Swap data repositories located in foreign jurisdictions.

Procedures for implementing swap data repository rules.

Open swaps reports provided to the Commission.

Acceptance and validation of data.

Verification of swap data accuracy.

Swap data repository recordkeeping requirements.

Monitoring, screening and analyzing swap data.

Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.

Real-time public reporting by swap data repositories.

Privacy and confidentiality requirements of swap data repositories.

Access to SDR data.

Confidentiality arrangement.

Core principles applicable to swap data repositories.

Governance arrangements (Core Principle 2).

Conflicts of interest (Core Principle 3).

Chief compliance officer.

Emergency authority policies and procedures.

System safeguards.

Financial resources.

Disclosure requirements of swap data repositories.

Access and fees.

Operating hours of swap data repositories.

Information relating to swap data repository compliance.

Form and manner of reporting and submitting information to the Commission.

Delegation of authority to the Director of the Division of Market Oversight relating to certain part 49 matters.