Large Position Reporting

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Department of the Treasury
  5. Regulations Under Section 15C of the Securities Exchange Act of 1934
  6. Large Position Reporting

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Section
420.1

Applicability.

Section
420.2

Definitions.

Section
420.3

Reporting.

Section
420.4

Recordkeeping.

Section
420.5

Applicability date.

Appendix
Appendix A to Part 420

Separate Reporting Entity

Appendix
Appendix B to Part 420

Sample Large Position Report