Provisions Common to Registered Entities

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Provisions Common to Registered Entities

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Section
40.1

Definitions.

Section
40.2

Listing products for trading by certification.

Section
40.3

Voluntary submission of new products for Commission review and approval.

Section
40.4

Amendments to terms or conditions of enumerated agricultural products.

Appendix
Appendix A to Part 40

Schedule of Fees

Appendix
Appendixes B-C to Part 40

Appendixes B-C to Part 40 [Reserved]

Appendix
Appendix D to Part 40

Submission Cover Sheet and Instructions

Section
40.5

Voluntary submission of rules for Commission review and approval.

Section
40.6

Self-certification of rules.

Section
40.7

Delegations.

Section
40.8

Availability of public information.

Section
40.9

§ 40.9 [Reserved]

Section
40.10

Special certification procedures for submission of rules by systemically important derivatives clearing organizations.

Section
40.11

Review of event contracts based upon certain excluded commodities.

Section
40.12

Staying of certification and tolling of review period pending jurisdictional determination.