Changes in Control or Ownership of Licensee

  1. Law
  2. CFR 13
  3. Business Credit and Assistance
  4. Small Business Administration
  5. Small Business Investment Companies
  6. Changes in Ownership, Control, or Structure of Licensee; Transfer of License
  7. Changes in Control or Ownership of Licensee

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Section
107.400

Changes in ownership of 10 percent or more of Licensee but no change of Control.

Section
107.410

Changes in Control of Licensee (through change in ownership or otherwise).

Section
107.420

Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.

Section
107.430

Notification to SBA of transactions that may change ownership or Control.

Section
107.440

Standards governing prior SBA approval for a proposed transfer of Control.

Section
107.450

Notification to SBA of pledge of Licensee's shares.