Securities Offerings

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Federal Deposit Insurance Corporation
  5. Regulations and Statements of General Policy
  6. Regulations Transferred from the Office of Thrift Supervision
  7. Securities Offerings

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Section
390.410

Definitions.

Section
390.411

Offering circular requirement.

Section
390.412

Exemptions.

Section
390.413

Non-public offering.

Section
390.414

Filing and signature requirements.

Section
390.415

Effective date.

Section
390.416

Form, content, and accounting.

Section
390.417

Use of the offering circular.

Section
390.418

Escrow requirement.

Section
390.419

Unsafe or unsound practices.

Section
390.420

Withdrawal or abandonment.

Section
390.421

Securities sale report.

Section
390.422

Public disclosure and confidential treatment.

Section
390.423

Waiver.

Section
390.424

Requests for interpretive advice or waiver.

Section
390.425

Delayed or continuous offering and sale of securities.

Section
390.426

Sales of securities at an office of a State savings association.

Section
390.427

Current and periodic reports.

Section
390.428

Approval of the security.

Section
390.429

Form for securities sale report.

Section
390.430

Filing of copies of offering circulars in certain exempt offerings.