Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Federal Deposit Insurance Corporation
  5. Procedure and Rules of Practice
  6. Rules of Practice and Procedure
  7. Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents

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Section
308.134

Scope.

Section
308.135

Grounds for imposition of sanctions.

Section
308.136

Notice to and consultation with the Securities and Exchange Commission.

Section
308.137

Effective date of order imposing sanctions.