Compliance Program Requirement; Violations

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Federal Deposit Insurance Corporation
  5. Regulations and Statements of General Policy
  6. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  7. Compliance Program Requirement; Violations

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Section
351.20

Program for compliance; reporting.

Section
351.21

Termination of activities or investments; penalties for violations.