PocketLaw | CFR 12 | Retail Foreign Exchange Transactions

Retail Foreign Exchange Transactions

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Authority, purpose, and scope.

Definitions.

Prohibited transactions.

Filing procedures.

Application and closing out of offsetting long and short positions.

Disclosure.

Recordkeeping.

Capital requirements.

Margin requirements.

Required reporting to customers.

Unlawful representations.

Authorization to trade.

Trading and operational standards.

Supervision.

Notice of transfers.

Customer dispute resolution.