Proprietary Trading

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Comptroller of the Currency, Department of the Treasury
  5. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  6. Proprietary Trading

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Section
44.3

Prohibition on proprietary trading.

Section
44.4

Permitted underwriting and market making-related activities.

Section
44.5

Permitted risk-mitigating hedging activities.

Section
44.6

Other permitted proprietary trading activities.

Section
44.7

Limitations on permitted proprietary trading activities.

Sections
44.8-44.9

§§ 44.8-44.9 [Reserved]