Restrictions on Self Dealing

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Comptroller of the Currency, Department of the Treasury
  5. Fiduciary Powers of Federal Savings Associations
  6. Exercising Fiduciary Powers
  7. Restrictions on Self Dealing

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Section
150.330

Are there investments in which I may not invest funds of a fiduciary account?

Section
150.340

May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?

Section
150.350

May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?

Section
150.360

May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?

Section
150.370

May I sell assets or lend money between fiduciary accounts?