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Interpretations
Law
CFR 12
Banks and Banking
Federal Reserve System
Board of Governors of the Federal Reserve System
Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock (Regulation U)
Interpretations
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Section
221.101
Determination and effect of purpose of loan.
Section
221.102
Application to committed credit where funds are disbursed thereafter.
Section
221.103
Loans to brokers or dealers.
Section
221.104
Federal credit unions.
Section
221.105
Arranging for extensions of credit to be made by a bank.
Section
221.106
Reliance in “good faith” on statement of purpose of loan.
Section
221.107
Arranging loan to purchase open-end investment company shares.
Section
221.108
Effect of registration of stock subsequent to making of loan.
Section
221.109
Loan to open-end investment company.
Section
221.110
Questions arising under this part.
Section
221.111
Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
Section
221.112
Loans by bank in capacity as trustee.
Section
221.113
Loan which is secured indirectly by stock.
Section
221.114
Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
Section
221.115
Accepting a purpose statement through the mail without benefit of face-to-face interview.
Section
221.116
Bank loans to replenish working capital used to purchase mutual fund shares.
Section
221.117
When bank in “good faith” has not relied on stock as collateral.
Section
221.118
Bank arranging for extension of credit by corporation.
Section
221.119
Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
Section
221.120
Allocation of stock collateral to purpose and nonpurpose credits to same customer.
Section
221.121
Extension of credit in certain stock option and stock purchase plans.
Section
221.122
Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
Section
221.123
Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
Section
221.124
Purchase of debt securities to finance corporate takeovers.
Section
221.125
Credit to brokers and dealers.