PocketLaw | CFR 12 | Interpretations of Section 32 of the

Interpretations of Section 32 of the Glass-Steagall Act

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Section
250.400

Service of open-end investment company.

Section
250.401

Director serving member bank and closed-end investment company being organized.

Section
250.402

Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958.

Section
250.403

Service of member bank and real estate investment company.

Section
250.404

Serving as director of member bank and corporation selling own stock.

Section
250.405

No exception granted a special or limited partner.

Section
250.406

Serving member bank and investment advisor with mutual fund affiliation.

Section
250.407

Interlocking relationship involving securities affiliate of brokerage firm.

Section
250.408

Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933.

Section
250.409

Investment for own account affects applicability of section 32.

Section
250.410

Interlocking relationships between bank and its commingled investment account.

Section
250.411

Interlocking relationships between member bank and variable annuity insurance company.

Section
250.412

Interlocking relationships between member bank and insurance company-mutual fund complex.

Section
250.413

“Bank-eligible” securities activities.