PocketLaw | CFR 12 | Securities of State Nonmember Banks and State

Securities of State Nonmember Banks and State Savings Associations

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Section
335.101

Scope of part, authority and OMB control number.

Section
335.111

Forms and schedules.

Section
335.121

Listing standards related to audit committees.

Section
335.201

Securities exempted from registration.

Section
335.211

Registration and reporting.

Section
335.221

Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).

Section
335.231

Certification, suspension of trading, and removal from listing by exchanges.

Section
335.241

Unlisted trading.

Section
335.251

Forms for notification of action taken by national securities exchanges.

Section
335.261

Exemptions, terminations, and definitions.

Section
335.301

Reports of issuers of securities registered pursuant to section 12.

Section
335.311

Forms for annual, quarterly, current, and other reports of issuers.

Section
335.321

Maintenance of records and issuer's representations in connection with required reports.

Section
335.331

Acquisition statements, acquisition of securities by issuers, and other matters.

Section
335.401

Solicitations of proxies.

Section
335.501

Tender offers.

Section
335.601

Requirements of section 16 of the Securities Exchange Act of 1934.

Section
335.611

Initial statement of beneficial ownership of securities (Form 3).

Section
335.612

Statement of changes in beneficial ownership of securities (Form 4).

Section
335.613

Annual statement of beneficial ownership of securities (Form 5).

Section
335.701

Filing requirements, public reference, and confidentiality.

Section
335.801

Inapplicable SEC regulations; FDIC substituted regulations; additional information.