PocketLaw | CFR 12 | Rules of Practice and Procedure

Rules of Practice and Procedure

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Uniform Rules of Practice and Procedure

Procedural Rules for OCC Adjudications

Removals, Suspensions, and Prohibitions When a Crime Is Charged or a Conviction is Obtained

Exemption Hearings Under Section 12(h) of the Securities Exchange Act of 1934

Disciplinary Proceedings Involving the Federal Securities Laws

Civil Money Penalty Authority Under the Securities Laws

Cease-and-Desist Authority Under the Securities Laws

Change in Bank Control

Discovery Depositions and Subpoenas

Formal Investigations

Parties and Representational Practice Before the OCC; Standards of Conduct

Equal Access to Justice Act

Procedures for Reclassifying a Bank Based on Criteria Other Than Capital

Order To Dismiss a Director or Senior Executive Officer

Civil Money Penalty Adjustments

Removal, Suspension, and Debarment of Accountants From Performing Audit Services