Securities Offering Disclosure Rules

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Comptroller of the Currency, Department of the Treasury
  5. Securities Offering Disclosure Rules

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Section
16.1

Authority, purpose, and scope.

Section
16.2

Definitions.

Section
16.3

Registration statement and prospectus requirements.

Section
16.4

Communications not deemed an offer.

Section
16.5

Exemptions.

Section
16.6

Sales of nonconvertible debt.

Section
16.7

Nonpublic offerings.

Section
16.8

Small issues.

Section
16.9

Securities offered and sold in holding company dissolution.

Section
16.10

Sales of securities at an office of a Federal savings association.

Section
16.15

Form and content.

Section
16.16

Effectiveness.

Section
16.17

Filing requirements and inspection of documents.

Section
16.18

Use of prospectus.

Section
16.19

Withdrawal or abandonment.

Section
16.30

Request for interpretive advice or no-objection letter.

Section
16.31

Escrow requirement.

Section
16.32

Fraudulent transactions and unsafe or unsound practices.

Section
16.33

Filing fees.