Recordkeeping and Confirmation Requirements for Securities Transactions

  1. Law
  2. CFR 12
  3. Banks and Banking
  4. Comptroller of the Currency, Department of the Treasury
  5. Recordkeeping and Confirmation Requirements for Securities Transactions

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Section
151.10

What does this part do?

Section
151.20

Must I comply with this part?

Section
151.30

What requirements apply to all transactions?

Section
151.40

What definitions apply to this part?

Subpart
A

Recordkeeping Requirements

Subpart
B

Content and Timing of Notice

Subpart
C

Settlement of Securities Transactions

Subpart
D

Securities Trading Policies and Procedures